【Job Responsibilities】
• Review existing clients’ AML risk and Industry sector, client information and other risk relevant factors.
• Be competent and familiar with all AML KYC/CDD policies and guidelines and manage CDD in compliance with the guidelines and policies as well as regulations.
• Perform Gap analysis on relevant AML KYC/CDD policies and regulations.
• Ensure customer Due Diligence on existing client’s Periodic Review/Trigger Review captured in bank system, analysis of accounts and review client information.
• Validate the information within KYC records to ensure completion and accuracy.
• Appropriately assess customer risk rating when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding group
• Assist team in carrying out projects.
• Review negative media from client screening, and escalate where necessary.
• Assist Team head to manage the team on achieving the productivity Goals.
• Able to work effectively with other members of COO Office and ensure that all issues identified are appropriately escalated to management.
【Requirements】
• 5 years and above experiences in Banking Financial Industry field.
• Basic knowledge of Banking, Credit Card, PL, ML, AL Products and Transactions.
• Basic knowledge of Regulatory requirement for AML and Sanctions.
• Bachelor's degree/University degree or equivalent experience.
• Proficiency Test for Bank Internal Control and Audit.
• CPP,CPI,CFE or CAMS preferred.
• Strong English written and oral communication skills and problem-solving skills.
• Relevant experience with similar responsibilities in a high volume, fast-paced environment and industry systems and platforms.
• Relevant five years (above) work experience and understanding of AML KYC regulations.