外商銀行|AML/CDD Team Lead (客戶盡職調查作業主管)

Location 信義區 / Xinyi District
台北市 / Taipei City

Job type 正職 / Permanent

Remote Job available

Salary to

Category 金融專業 > 金融專業主管

【Job Responsibilities】

• Review existing clients’ AML risk and Industry sector, client information and other risk relevant factors.

• Be competent and familiar with all AML KYC/CDD policies and guidelines and manage CDD in compliance with the guidelines and policies as well as regulations.

• Perform Gap analysis on relevant AML KYC/CDD policies and regulations.

• Ensure customer Due Diligence on existing client’s Periodic Review/Trigger Review captured in bank system, analysis of accounts and review client information.

• Validate the information within KYC records to ensure completion and accuracy.

• Appropriately assess customer risk rating when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding DBS group

• Assist team in carrying out projects.

• Review negative media from client screening, and escalate where necessary.

• Assist Team head to manage the team on achieving the productivity Goals.

• Able to work effectively with other members of COO Office and ensure that all issues identified are appropriately escalated to management.

 

【Requirements】

• 5 years and above experiences in Banking Financial Industry field.

• Basic knowledge of Banking, Credit Card, PL, ML, AL Products and Transactions.

• Basic knowledge of Regulatory requirement for AML and Sanctions.

• Bachelor's degree/University degree or equivalent experience.

• Proficiency Test for Bank Internal Control and Audit.

• CPP,CPI,CFE or CAMS preferred.

• Strong English written and oral communication skills and problem-solving skills.

• Relevant experience with similar responsibilities in a high volume, fast-paced environment and industry systems and platforms.

• Relevant five years (above) work experience and understanding of AML KYC regulations.

 


Responsibilities


Experience


Education

 
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Contact Details tim.chen@adecco.com


Date Posted 14/11/2024 9:13:00 PM