• 依照洗錢防制相關法令，規劃交易所AML/CFT相關內部規章
• 規劃與督導全面性機構洗錢及資恐風險評估
• 可疑交易監控警示案件覆核
• 規劃並執行全行AML/CFT內部教育訓練
• 提供業務單位AML/CFT諮詢服務，並協助建立業務流程
• 督導AML系統與反詐欺系統持續維護與最佳化
• 配合辦理內外部查核
• 其他與洗錢防制相關事項

1傷害險(個、團)、健康險、旅平險整體策略發展規劃與及執行、掌握市場動態與趨勢，以達成公司業績及損益的年度目標。並營運資料統計分析、管理與規劃新商品。

2.依授權內容評估承接業務損益。

3.商品開發及教育訓練、定期檢視核保準則與核保處理程序及相關規範之執行。

• 台灣科技股市場/產業/個股研究
• 撰寫台股研究報告
• 對投資主管彙報並做出投資建議

• 根據理財客戶需求及風險接受狀況，建議及銷售既有金融理財各項商品。
• 掌握金融市場趨勢與經濟資訊脈動。
• 定期檢視客戶資產組合，推薦適合之金融商品與服務。
• 適時處理業務轉介、深耕客戶關係。
• 執行各項理財專案或行銷活動，以達成銷售預定目標。

• Research potential deal opportunities, and gather information from the target company, industry experts, customers, etc. to identify/engage those potential deal opportunities.
• Perform fundamental deal analysis, transaction structuring and seeing through the entire process till completion of the transaction as well as undertake all financial modelling for project analysis, development and evaluation.
• Perform DD, coordinating with all project stakeholders (clients and partners), resolving/mediating issues during the DD, etc. Prepare investment recommendations and other internal documents that form part of the investment process.
• Assist and support portfolio companies from recruiting to sales & marketing to fundraising and administrative and financial issues so to protect and increase the value of the company’s investment.

• Understand client’s strategy, businesses and financial situation, and anticipate its needs for financial services 
• Understand specificities, challenges, stakes linked to client industry or sector 
• Map client internal organization, identify key decision makers (CEO, CFO, CIO, etc.), develop with them strong relationships and foster multi-products/multi-countries relationships between the Bank and the client 
• Obtain quality, profitable mandates of financial operations, in line with CSPs (business lines, geographies, sectors), and optimize scarce resources of the Bank (RWA, Liquidity) 
• Maximize volumes and profitability of the investment flows and hedging flows given to our market teams 
• Foster our credit distribution and liquidity collection 

國内外產業與投資的研究分析(非科技業)

財務預估模型並提供主管投資建議

協助台股個股研究(主要)